Recent advancements in Retrieval-Augmented Generation (RAG) have enabled Large Language Models to answer financial questions using external knowledge bases of U.S. SEC filings, earnings reports, and regulatory documents. However, existing work lacks systematic comparison of vector-based and non-vector RAG architectures for financial documents, and the empirical impact of advanced RAG techniques on retrieval accuracy, answer quality, latency, and cost remain unclear. We present the first systematic evaluation comparing vector-based agentic RAG using hybrid search and metadata filtering against hierarchical node-based systems that traverse document structure without embeddings. We evaluate two enhancement techniques applied to the vector-based architecture, i) cross-encoder reranking for retrieval precision, and ii) small-to-big chunk retrieval for context completeness. Across 1,200 SEC 10-K, 10-Q, and 8-K filings on a 150-question benchmark, we measure retrieval metrics (MRR, Recall@5), answer quality through LLM-as-a-judge pairwise comparisons, latency, and preprocessing costs. Vector-based agentic RAG achieves a 68% win rate over hierarchical node-based systems with comparable latency (5.2 compared to 5.98 seconds). Cross-encoder reranking achieves a 59% absolute improvement at optimal parameters (10, 5) for MRR@5. Small-to-big retrieval achieves a 65% win rate over baseline chunking with only 0.2 seconds additional latency. Our findings reveal that applying advanced RAG techniques to financial Q&A systems improves retrieval accuracy, answer quality, and has cost-performance tradeoffs to be considered in production.

Fingerprint recognition remains one of the most reliable biometric technologies due to its high accuracy and uniqueness. Traditional systems rely on contact-based scanners, which are prone to issues such as image degradation from surface contamination and inconsistent user interaction. To address these limitations, contactless fingerprint recognition has emerged as a promising alternative, providing non-intrusive and hygienic authentication. This study evaluates the impact of image enhancement tech-niques on the performance of pre-trained deep learning models using transfer learning for touchless fingerprint recognition. The IIT-Bombay Touchless and Touch-Based Fingerprint Database, containing data from 200 subjects, was employed to test the per-formance of deep learning architectures such as VGG-16, VGG-19, Inception-V3, and ResNet-50. Experimental results reveal that transfer learning methods with fingerprint image enhance-ment (indirect method) significantly outperform those without enhancement (direct method). Specifically, VGG-16 achieved an accuracy of 98% in training and 93% in testing when using the enhanced images, demonstrating superior performance compared to the direct method. This paper provides a detailed comparison of the effectiveness of image enhancement in improving the accuracy of transfer learning models for touchless fingerprint recognition, offering key insights for developing more efficient biometric systems.

--Vision Transformer (ViT) is becoming widely popular in automating accurate disease diagnosis in medical imaging owing to its robust self-attention mechanism. However, ViTs remain vulnerable to adversarial attacks that may thwart the diagnosis process by leading it to intentional misclassification of critical disease. In this paper, we propose a novel image classification pipeline, namely, S-E Pipeline, that performs multiple pre-processing steps that allow ViT to be trained on critical features so as to reduce the impact of input perturbations by adversaries. Our method uses a combination of segmentation and image enhancement techniques such as Contrast Limited Adaptive Histogram Equalization (CLAHE), Unsharp Masking (UM), and High-Frequency Emphasis filtering (HFE) as pre-processing steps to identify critical features that remain intact even after adversarial perturbations. The experimental study demonstrates that our novel pipeline helps in reducing the effect of adversarial attacks by 72.22% for the ViT -b32 model and 86.58% for the ViT -l32 model. Furthermore, we have shown an end-to-end deployment of our proposed method on the NVIDIA Jetson Orin Nano board to demonstrate its practical use case in modern hand-held devices that are usually resource-constrained. Index T erms--vision transformers, medical imaging, adversarial attacks, defense mechanisms, image enhancement, segmentation Deep learning models are becoming pervasive in automating the diagnosis process in medical imaging.

This survey addresses the crucial issue of factuality in Large Language Models (LLMs). As LLMs find applications across diverse domains, the reliability and accuracy of their outputs become vital. We define the Factuality Issue as the probability of LLMs to produce content inconsistent with established facts. We first delve into the implications of these inaccuracies, highlighting the potential consequences and challenges posed by factual errors in LLM outputs. Subsequently, we analyze the mechanisms through which LLMs store and process facts, seeking the primary causes of factual errors. Our discussion then transitions to methodologies for evaluating LLM factuality, emphasizing key metrics, benchmarks, and studies. We further explore strategies for enhancing LLM factuality, including approaches tailored for specific domains. We focus two primary LLM configurations standalone LLMs and Retrieval-Augmented LLMs that utilizes external data, we detail their unique challenges and potential enhancements. Our survey offers a structured guide for researchers aiming to fortify the factual reliability of LLMs.

Spiking neural networks (SNNs) are bio-plausible computing models with high energy efficiency. The temporal dynamics of neurons and synapses enable them to detect temporal patterns and generate sequences. While Backpropagation Through Time (BPTT) is traditionally used to train SNNs, it is not suitable for online learning of embedded applications due to its high computation and memory cost as well as extended latency. Previous works have proposed online learning algorithms, but they often utilize highly simplified spiking neuron models without synaptic dynamics and reset feedback, resulting in subpar performance. In this work, we present Spatiotemporal Online Learning for Synaptic Adaptation (SOLSA), specifically designed for online learning of SNNs composed of Leaky Integrate and Fire (LIF) neurons with exponentially decayed synapses and soft reset. The algorithm not only learns the synaptic weight but also adapts the temporal filters associated to the synapses. Compared to the BPTT algorithm, SOLSA has much lower memory requirement and achieves a more balanced temporal workload distribution. Moreover, SOLSA incorporates enhancement techniques such as scheduled weight update, early stop training and adaptive synapse filter, which speed up the convergence and enhance the learning performance. When compared to other non-BPTT based SNN learning, SOLSA demonstrates an average learning accuracy improvement of 14.2%. Furthermore, compared to BPTT, SOLSA achieves a 5% higher average learning accuracy with a 72% reduction in memory cost.

Traditional process mining techniques take event data as input where each event is associated with exactly one object. An object represents the instantiation of a process. Object-centric event data contain events associated with multiple objects expressing the interaction of multiple processes. As traditional process mining techniques assume events associated with exactly one object, these techniques cannot be applied to object-centric event data. To use traditional process mining techniques, the object-centric event data are flattened by removing all object references but one. The flattening process is lossy, leading to inaccurate features extracted from flattened data. Furthermore, the graph-like structure of object-centric event data is lost when flattening. In this paper, we introduce a general framework for extracting and encoding features from object-centric event data. We calculate features natively on the object-centric event data, leading to accurate measures. Furthermore, we provide three encodings for these features: tabular, sequential, and graph-based. While tabular and sequential encodings have been heavily used in process mining, the graph-based encoding is a new technique preserving the structure of the object-centric event data. We provide six use cases: a visualization and a prediction use case for each of the three encodings. We use explainable AI in the prediction use cases to show the utility of both the object-centric features and the structure of the sequential and graph-based encoding for a predictive model.